Regulatory and Policy Compliance

Regulatory compliance is mandatory and cannot be overlooked. Our business consultants have been in your shoes and have the industry experience necessary to help you effectively comply with current regulation. Some of the key laws and regulations that we can help you with include:

• Model Risk Governance
• Customer Identification Program (CIP) and Red Flags Rule
• Risk-based Pricing Rule
• Telephone Consumer Protection Act (TCPA)
• Fair Debt Collections Practices Act

Benefits our clients have realized through a regulatory and compliance review:

• Fulfill risk and regulatory requirements
• Optimize credit strategies to maximize the value of lending portfolios
• Evaluate key lending processes to understand the impact of a rule on resources and technologies
• Obtain full transparency and open documentation for audit needs
• Access packaged or custom models with integration support, validation and testing, and future recalibration

Examples of ways we are helping our clients with compliance include:

• Model risk management
• Strategic pricing assessment